Argument · Chapter 2

The four regimes

The All Writs Act, Pa. R.C.P. 233.1, 22 NYCRR 130-1.1 and Cal. C.C.P. § 391 read against their texts. Three of four already reach any court.

Evidence layer — argument. This page is interpretation, not a record, and it is the only part of this site that argues rather than reports. It adds no facts: every factual claim in it is already published here as a row, and the case, dispute and update ids in the text link to the page carrying each one. Nothing here is a judicial finding, and no court in these records has declared Frank Tufano a vexatious litigant. See Methodology.

Written 28 August 2026. It states the corpus as it stood that day — 5 trial forums. The record now holds 7 trial forums. Chapters here are revised for defects and are not re-baselined: recomputing a dated figure would replace what was known then with what is known now, and because the corpus grows by discovery as well as by filing, an earlier total cannot be recovered by filtering a later database on dates. Current totals are on Analytics; the corpus ledger sets every chapter side by side.

Revision, 2026-09-11 (second). Three legal points from the same two reviews. The summary table in Part VIII listed only 22 NYCRR 130-1.1 for New York and therefore tested the wrong instrument for the forum holding thirteen of these actions; the Sassower line of inherent authority, which Part IV already treats at length as New York's real mechanism, now has its own row. Part II concedes explicitly that the Third Circuit's gloss does state requirements even though § 1651 states none, so that "no predicate" is read as a claim about the statute's provenance rather than about the absence of a standard. And Coulter v. Ramsden was verified as a published, precedential opinion rather than a memorandum — see the verification note. No corpus figure changes.

Revision, 2026-09-11. This chapter was written as a correction to chapter 1 and is now the chapter that states the book's finding, per two external reviews which found that the front matter was still advertising a claim chapters 2, 7 and 8 refute. Section I is rewritten accordingly: the remedy/predicate asymmetry, the absence of any self-firing trigger and the absence of any artifact assembling the record are stated at the top as the chapter's thesis rather than arriving in section VIII as a summary. Section VIII's opening no longer describes the result as reframing chapter 1. No figure, authority or argument changes; the counts remain as of 2026-08-28.

Revision, 2026-09-06. The single citation defect this chapter flagged in its closing verification note has been repaired, and that note is rewritten to say what replaced it and what the replacement cannot do. No figure or argument in the chapter changes; its counts remain as of 2026-08-28.


I. The chapter that states the finding

Chapter 1 ended by posing a question it could not answer from a docket: why did an accurately-perceived pattern produce no consequence? This is the chapter that answers it, and the answer is a reading of law rather than a count of filings. Every chapter after this one is a demonstration of what the reading predicts.

The question is put to each of the four mechanisms American law offers for restraining a vexatious filer, and it is deliberately narrow. Not is the standard strict? — they vary, and some are strict. Not is it fair? — that is chapter 6. Two things only:

When the rule asks what the filer has done before, where is it permitted to look — and what can it reach once it has looked?

Asking those together is what produces the finding, because the two answers come apart. The intuition this project began with, and which chapter 1 makes it natural to hold, is that these rules are docket-local: that each counts what is in front of the court being asked and is blind to the rest by construction. Read against their own text, that is false.

Two of the four regimes are textually open. The Second Circuit's leading factor is "the litigant's history of litigation" — unqualified, naming no court. Pennsylvania's Rule 233.1 takes "a prior action" as its predicate, equally unqualified, and a state appellate court has already applied it where the prior action was federal. The All Writs Act states no predicate at all, so the federal standard is judge-made throughout. California goes further than any of them and solves aggregation by definition, in the statute's first sentence. Only one of the four is genuinely confined to the case in front of the judge — and it is the one that is not a filing rule at all.

The locality is therefore real and it is not in the words. What this chapter finds instead is an asymmetry the four share despite having nothing else in common — four sovereigns, four drafting histories, four remedies:

Every regime is narrower on the remedy side than on the predicate side.

California counts litigations "in any state or federal court" and can restrain only "in the courts of this state." Safir permits unlimited history, and the injunction it approved reached only federal actions. Rule 233.1 will count a federal prior and bars only same-defendant, same-claim, pro se refilings. Seeing further than you can reach produces nothing.

Two further properties travel with that one, and the three together are the architecture this book is about. Nothing fires on its own: Rule 233.1 requires a defendant's motion, a § 1651 injunction requires someone to seek one, § 391 requires a party to move. And nothing assembles the record: not one of the four obliges any person or office to put together the cross-forum history its own predicate is permitted to count. Permission without an instrument, and an instrument without a trigger, produce the same outcome as a prohibition — which is why the outcome column in chapter 1 is empty even though the rules would have allowed it to be filled.

The rest of this chapter takes the four in turn and shows it.

The corpus is unusually well suited to the test, because its five trial forums fall under all four regimes at once, with no forum left over:

RegimeForum in this corpusOriginating actions
All Writs Act, 28 U.S.C. § 1651 (Third Circuit standards)M.D. Pa.37
All Writs Act, 28 U.S.C. § 1651 (Second Circuit standards)S.D.N.Y.2
Pa. R.C.P. 233.1Lackawanna County Court of Common Pleas38
22 NYCRR 130-1.1New York State Supreme Court13
Cal. Code Civ. Proc. § 391 et seq.L.A. Superior Court2
Total92

A note on the attribution, because it does work later. Each originating action is assigned to the forum in which it was first filed. Ten of the ninety-two began as Lackawanna complaints and were removed into the Middle District of Pennsylvania; they are counted once, in Lackawanna. That is why this table shows 37 M.D. Pa. actions where the docket-record count is 47. Both figures are correct at their own grain, and neither should be quoted for the other. It also means the ten removals were, at different moments, eligible for two regimes at once — live in a court with Rule 233.1 available, then live in a court with § 1651 available.

II. Federal: a power with no predicate

Start with what the All Writs Act actually says, because it is short and it is not what most people assume.

The Supreme Court and all courts established by Act of Congress may issue all writs necessary or appropriate in aid of their respective jurisdictions and agreeable to the usages and principles of law.

That is the whole of the relevant text. There is no predicate. The statute states no finding a court must make about a filer's prior conduct, and therefore says nothing whatever about where that conduct occurred. The only limiting phrase is "in aid of their respective jurisdictions," which frames the power as each court protecting its own.

Every federal pre-filing-injunction standard is judge-made gloss on that sentence. Which means the federal filing-restriction predicate was never legislated at all, and so was never drafted by anyone weighing whether it ought to reach across forums.

"No predicate" is a claim about the statute and not about the law, and the distinction has to be made before the next paragraphs rely on it. The Third Circuit line does state requirements — Oliver's "continuous pattern of groundless and vexatious litigation", Abdul-Akbar's finding that a litigant "is intentionally abusing the judicial process and will continue to do so unless restrained", Brow's exigent circumstances, notice and narrow tailoring — and a district judge in this circuit is bound by them as surely as by a statute. A reader who took "§ 1651 states no predicate" to mean a federal court may enjoin on a whim would have it exactly backwards.

What follows from the statute's silence is narrower and is about provenance. Because the requirements were assembled case by case out of the records in front of the courts that assembled them, nobody at any point sat down to decide what a filing restriction ought to be allowed to count. A legislature drafting § 1915(g) in 1996 had to choose a scope and chose "a court of the United States". The Third Circuit never faced that choice, because the question never arose on any of the records that produced the standard — Oliver's fifty-plus cases were all in one district. Forum reach in the federal standard is not a considered judgment either way. It is a question the drafting process was never shaped to ask.

The Third Circuit, which governs the 37 M.D. Pa. actions, has built its gloss over three cases. In re Oliver (1982) held that "a continuous pattern of groundless and vexatious litigation can, at some point, support an order against further filings of complaints without the permission of the court," while insisting such orders "remain very much the exception to the general rule of free access to the courts." Abdul-Akbar v. Watson (1990) allowed restraint where a court "is confronted with a pattern of conduct from which it can only conclude that a litigant is intentionally abusing the judicial process and will continue to do so unless restrained." Brow v. Farrelly (1993) added the procedural frame: exigent circumstances, meaning "a litigant's continuous abuse of the judicial process by filing meritless and repetitive actions"; notice and an opportunity "to show cause why the proposed injunctive relief should not issue"; and an order "narrowly tailored to fit the particular circumstances of the case before the District Court."

Two observations, and the second is the one that matters.

The predicate — "continuous abuse of the judicial process" — names no forum. Read literally it would admit filings anywhere. But the records that produced it were, in each case, the enjoining court's own docket: Oliver's fifty-plus cases were all in the Western District of Pennsylvania, counted by the very court being burdened. The standard is silent about other forums; the practice is docket-local by default, because the burdened court is the one doing the counting.

And the tailoring requirement is expressly indexed to "the case before the District Court." Not to the filer's career. Not to the dispute. To the single case in front of the judge. Abdul-Akbar does look outward — the certification it approved requires the litigant to certify that claims are "new claims never before raised and disposed of on the merits by any federal courts" — but that is forward-looking. It governs what the enjoined filer must promise about future filings, not what the court counts in deciding to enjoin. And "any federal courts" still stops at the federal/state line, which in this corpus is where 53 of the 92 actions sit.

The Second Circuit, which governs the 2 S.D.N.Y. actions, is textually the most open of any federal standard. Safir v. U.S. Lines sets five factors:

(1) the litigant's history of litigation and in particular whether it entailed vexatious, harassing or duplicative lawsuits; (2) the litigant's motive in pursuing the litigation, e.g., does the litigant have an objective good faith expectation of prevailing?; (3) whether the litigant is represented by counsel; (4) whether the litigant has caused needless expense to other parties or has posed an unnecessary burden on the courts and their personnel; and (5) whether other sanctions would be adequate to protect the courts and other parties.

No factor names a court. Factor (1) says "the litigant's history of litigation" — unqualified. Factor (4) says "the courts," plural and generic. On its face the Safir test would happily receive a Lackawanna County docket sheet.

This is the sharpest illustration in the chapter of what the failure actually is. A standard that permits consideration of cross-forum history but supplies no mechanism to surface it will be fed exactly whatever history the moving defendant happens to assemble and put in front of the judge — and nothing more. Permission is not an instrument. And even where the predicate is unbounded, the remedy was not: the injunction Safir approved reached only "additional federal court actions." A litigant restrained under it walks into New York Supreme Court unencumbered.

One federal provision does count across forums, and it proves the point rather than undermining it. The three-strikes rule of 28 U.S.C. § 1915(g) bars a prisoner from proceeding in forma pauperis who has, "on 3 or more prior occasions … brought an action or appeal in a court of the United States" dismissed as frivolous, malicious, or for failure to state a claim. That phrase is a genuine cross-forum counting rule: a strike earned in Delaware counts in Pennsylvania.

So Congress can write one. It did, in 1996, once — and hedged it three ways. It applies to prisoners only, to in forma pauperis filings only, and to federal dismissals only. A three-striker who pays the fee files freely. The existence of § 1915(g) establishes that the aggregation problem is solvable by statute and that its drafters understood it. The absence of any equivalent for a non-incarcerated filer is therefore a choice about scope, not a failure of drafting technique.

What the federal record here shows. Across 39 federal originating actions and 26 distinct judges, one request for a filing restriction was ever made: a motion filed 31 March 2026 in the action that began as No. 3:25-cv-00011 (M.D. Pa.) and moved to the Central District of California as No. 2:25-cv-00147 (C046), seeking a vexatious-litigant declaration and prefiling restrictions or alternative Rule 11 relief. As of 28 August 2026 that docket had been read through entry 158 and records no ruling on it. The corpus is explicit that no order resolving it is obtainable at all: every RECAP entry on the docket is unavailable, the Internet Archive mirror holds three entries, and GovInfo returns a hard 404 for the case against a control package that returns 200. Five months, no decision, no readable record of one.

III. Pennsylvania: the rule that could have counted

This is the section the proposal for this thesis got wrong, and the correction improves the argument.

Pa. R.C.P. 233.1, adopted in 2010, is the only one of the four regimes written specifically for the situation this corpus describes. Its title is "Frivolous Litigation. Pro Se Plaintiff. Motion to Dismiss," and its terms are:

(a) Upon the commencement of any action filed by a pro se plaintiff in the court of common pleas, a defendant may file a motion to dismiss the action on the basis that (1) the pro se plaintiff is alleging the same or related claims which the pro se plaintiff raised in a prior action against the same or related defendants, and (2) these claims have already been resolved pursuant to a written settlement agreement or a court proceeding.

(c) Upon granting the motion and dismissing the action, the court may bar the pro se plaintiff from pursuing additional pro se litigation against the same or related defendants raising the same or related claims without leave of court.

The rule's own Explanatory Comment says it exists because "certain litigants are abusing the legal system by repeatedly filing new litigation raising the same claims against the same defendant even though the claims have been previously adjudicated."

Now read the predicate. The new action must be "in the court of common pleas." The prior action is described only as "a prior action" — no court named, no jurisdiction, no state. That is not an ambiguity the rest of the rule resolves; the Explanatory Comment likewise refers only to "a court proceeding."

And Pennsylvania's Superior Court has applied it across the forum line. In Coulter v. Ramsden (Pa. Super. 2014) the prior action was in the United States District Court for the Western District of Pennsylvania, and the court held that "the parties and claims in the federal court action and the present case were sufficiently related to inform the trial court that Coulter's current claim has been considered and resolved." The opinion nowhere suggests the prior action must have been in a Pennsylvania court. Coulter also holds that parties and claims need only be "sufficiently related" rather than identical, and that "resolved" does not require a final judgment on the merits.

So a Lackawanna judge, in 2025 or 2026, had a rule available that was drafted for repeat pro se filers, whose predicate reached a prior action in any court, and which had already been construed to count a federal one.

No invocation of Rule 233.1 appears anywhere in this corpus. Not in the 38 Lackawanna originating actions, not in the eight court findings recorded across them, not in any free-text field in the database. What those eight findings are instead: preliminary objections sustained, a personal-jurisdiction dismissal, a denial of a stay and recusal, a consolidated venue order, and an immunity dismissal.

Three features of the rule explain why, and together they are the section's real finding.

It has to be moved for. Rule 233.1 is triggered by "a defendant may file a motion." Nothing in it directs a court to look for prior actions on its own initiative. The instrument depends entirely on a defendant who knows the prior action exists and thinks to raise it — and in this record the defendants are overwhelmingly small, frequently unrepresented in the state proceedings, and largely strangers to one another. A rule whose cross-forum reach is available only to a party who has already done the cross-forum research is not, in practice, a cross-forum rule.

It requires the prior claims to have been resolved. Both elements are conjunctive, and condition (2) demands a written settlement agreement or resolution by a court proceeding. A duplicate filed while the first action is still pending — a substantial part of the conduct this corpus records — does not satisfy it.

Its remedy is defendant-scoped, not person-scoped. The bar in subdivision (c) reaches only "additional pro se litigation against the same or related defendants raising the same or related claims." A plaintiff barred under Rule 233.1 may file against anyone else, on anything else, the next day. Against a record grouped into 20 analytical disputes and naming 334 canonical defendants, a per-defendant bar is not an aggregate instrument.

There is a fourth reason worth noting for honesty: the rule reaches pro se plaintiffs only, and ProSe is unrecorded for 19 of the 38 Lackawanna docket records. The corpus cannot state how many of those 38 actions were within the rule's target population. Nineteen are confirmed pro se; the rest are unknown, not negative.

IV. New York: not a filing rule at all

New York is the regime the proposal listed alongside the other three, and it does not belong in the same category. 22 NYCRR 130-1.1 is a sanctions rule, and the distinction is not a technicality.

(a) The court, in its discretion, may award to any party or attorney in any civil action or proceeding before the court … costs in the form of reimbursement for actual expenses reasonably incurred and reasonable attorney's fees, resulting from frivolous conduct as defined in this Part.

Conduct is frivolous if it is "completely without merit in law," undertaken "primarily to delay or prolong the resolution of the litigation, or to harass or maliciously injure another," or asserts "material factual statements that are false."

Every locating phrase in the rule points at one proceeding. The award runs to a party "in any civil action or proceeding before the court." The costs must "result from" the conduct sanctioned — a causal link only coherent inside a single case, since a court cannot award a defendant here the fees it incurred somewhere else. The definition speaks of "the resolution of the litigation." The factors direct the court to weigh the circumstances under which "the conduct" took place and whether "the conduct was continued" after its lack of basis was apparent.

Nothing in Part 130 refers to conduct in other actions, prior actions, or other courts. There is no repeat-filing predicate, no counting rule, no lookback, and no prospective filing restriction of any kind. The remedies are money. A party could be sanctioned under Part 130 in twenty consecutive New York actions and Part 130 itself would never notice the twenty-first coming.

New York's actual mechanism for restraining a vexatious filer is judge-made, exercised as the court's inherent equitable authority, and stated in a formula that has recurred in the Appellate Division since Sassower v. Signorelli (2d Dep't 1984): public policy generally mandates free access to the courts, but a party may forfeit that right by abusing the judicial process through "meritless litigation motivated by spite or ill will." That is a motive test, not a counting test. It has no threshold, no lookback period, and no forum rule, because it has no arithmetic at all.

And there is no register. New York has no vexatious-litigant statute, no prefiling-order statute, and no statewide list. This can be established affirmatively rather than by absence, because the legislature has tried: Assembly bills A6843 (2019–20) and A5234 (2021–22) would have added a CPLR § 1005 modelled closely on California's scheme — a four-part definition, a security motion, prefiling orders, and a statewide registry maintained by the Administrative Board of the Courts. Both were referred to the Judiciary Committee and died there.

The consequence for the 13 New York actions in this corpus is total. Part 130 does not look past the four corners of the pending case. The Sassower line produces an ad hoc order of one court, recorded nowhere central and unknown to the next judge who draws the same filer. There is no artifact anywhere in the New York system in which a filer's litigation history is assembled — a second judge cannot consult a list, because no list exists, and Part 130 gives that judge no reason to look for one.

The corpus bears this out. Five court findings are recorded across the thirteen New York actions: failure to serve, lack of subject-matter jurisdiction, deficient service on a default-judgment motion, no cognizable basis for the relief sought, and a procedural denial for non-compliance with a judge's individual practices. Each disposes of one case. None is about the others.

V. California: aggregation solved, then abandoned at the state line

California is the counter-example, and it is worth setting out properly, because it shows the problem is soluble and shows exactly where solution stops.

The statute begins by defining the unit of counting:

§ 391(a). "Litigation" means any civil action or proceeding, commenced, maintained or pending in any state or federal court.

That single sentence is the most consequential text in this chapter. California solved the aggregation problem by definition, at the top of the statute, before reaching any test — and every later use of "litigations" silently carries it. Where the other three regimes leave forum reach to a judge's discretion or to a defendant's diligence, California fixed the unit once, broadly.

The definition then does its work. A vexatious litigant is a person who, in the immediately preceding seven-year period, "has commenced, prosecuted, or maintained in propria persona at least five litigations other than in a small claims court" finally determined adversely to them or left pending two years without trial; or who repeatedly relitigates a determination against the same defendants; or who repeatedly files unmeritorious papers or engages in frivolous or dilatory tactics; or who "has previously been declared to be a vexatious litigant by any state or federal court of record" on the same or substantially similar facts.

That last limb is an express inter-jurisdictional recognition rule — California will adopt another sovereign's determination as its own predicate. Nothing comparable exists in the other three regimes.

Then § 391.7 provides the remedy: a prefiling order prohibiting a vexatious litigant from filing new litigation "in the courts of this state" in propria persona without leave of the presiding judge of the court where it is proposed to be filed. Unlike a Third Circuit injunction tailored to "the case before the District Court," this binds the filer in every superior court in California. And § 391.7(f) requires the clerk to send any prefiling order to the Judicial Council, which "shall maintain a record of vexatious litigants subject to those prefiling orders" and disseminate a list annually to court clerks.

That list exists. The Judicial Council of California publishes it — roughly 87 pages, last updated 10 August 2026, updated monthly, covering orders filed from 1991 onward. It is, so far as this project has verified, the only centralized, publicly consultable vexatious-litigant register in the United States.

And here is where it stops. The register records § 391.7(a) orders only, and § 391.7(a) orders can only issue from California state courts. Section 391.7(f) obliges "the clerk of the court" — a California court clerk, under a California rule — to transmit, and directs dissemination "to the clerks of the courts of this state." A federal district judge who enters a pre-filing injunction has no obligation and no mechanism to report it there.

So the asymmetry is exact, and it is the single sharpest observation available in this body of law: California counts a filer's federal and out-of-state litigations in deciding whether to declare them vexatious, and then cannot restrain them anywhere but its own courts, and records the result in a register that is structurally incapable of holding the very filings its own predicate counted. The information flows in. The remedy does not flow out.

What happened here. Two of the ninety-two actions were filed in California state court, so this corpus barely tests the best instrument American law has. What it does record is the one time § 391 was raised. On 8 July 2026, in Tufano v. Taban (C102, No. 25SMCV05503), the American Society of Ophthalmic Plastic and Reconstructive Surgery argued in a motion-to-quash proceeding that this plaintiff had become a vexatious litigant, based partly on the earlier California action and the refiling. Judge Edward B. Moreton, Jr. held that a vexatious-litigant designation was beyond the scope of a motion to quash and that a separate motion would be required.

No separate motion was ever filed. All 29 documents and all 5 proceedings published for that case have been reviewed and none is a vexatious-litigant, § 391, or prefiling-order filing. The case was dismissed six days later, on 14 July 2026, as a sanction for failing to appear, failing to file a case-management statement and failing to file proof of service — the second such terminating sanction from the same judge in the same department, after the same disposition in the companion action C101 on 13 October 2025. Both sanctions were non-monetary. Neither aggregated with the other.

The best-designed regime in the country was invoked once, in a proceeding that could not reach it, and the party who raised it never came back.

VI. The aggregation was done once — by a defendant

The strongest evidence that the missing thing is an instrument rather than information is that on one occasion the information was assembled, correctly and at private expense, put in front of a federal judge, and nothing followed.

On 3 April 2026 a defence filing in Tufano v. The State of California, No. 3:26-cv-00840 (M.D. Pa.) (C066), attached an exhibit set that is, in effect, the cross-forum record. The corpus indexes seven of its exhibits: the complaint in Los Angeles Superior Court No. 25SMCV00041 (C101) at Exhibit M; three California minute orders at Exhibits N, O and P; the October 2025 Los Angeles sanctions minute order at Exhibit S; the complaint in Los Angeles Superior Court No. 25SMCV05503 (C102) at Exhibit T; and, at Exhibit X, the 31 March 2026 vexatious-litigant motion from the Central District of California.

That is a defendant, in Pennsylvania, doing by hand what no docket system does: collecting one filer's litigation across two states and four courts and laying it before a fifth.

Five days later, on 8 April 2026, the court issued an order. It ordered the plaintiff to show cause why the action should not be transferred or dismissed for improper venue under 28 U.S.C. § 1406(a).

That is not a criticism of the order, which was plainly right — a Pennsylvania federal court hearing claims against the State of California has a venue problem, and § 1406(a) is the statute that addresses it. It is the point. A judge holding an exhibit set documenting litigation in three states responded with the instrument the situation actually handed him, which was a venue instrument. No motion in that case asked for a filing restriction; the Third Circuit standard would have told him to tailor relief to "the case before the District Court"; and nothing would have told him what weight another sovereign's docket carried.

The information crossed the forum boundary. It arrived as attachments. It did not arrive as a count, and there was nothing for it to be a count of.

VII. The boundary, seen from the filing side

Three entries in the corpus's Pennsylvania cross-forum table are same-day parallel filings: the same dispute commenced in Lackawanna County and in the Middle District of Pennsylvania on the same date — 29 July 2025 (C019 / C055), 13 August 2025 (C020 / C056), and 17 February 2026 (C032 / C061). Two of the three are graded Medium confidence and the corpus expressly declines to call the claims identical until the state pleadings can be compared. The dates and forums, which is all this point needs, are verified.

Five further entries record a Lackawanna action followed later by a federal action against the same defendants. Four of those five federal actions — C077, C078, C080 and C081 — were filed on a single day, 29 July 2026, against defendants sued in Lackawanna County in 2024 and 2025. The corpus grades these as contextual repeated-party relationships and records no judicial finding that any is duplicative; that grading is this project's, not a court's.

Now put Part I's question against those dates. On 29 July 2025 a Lackawanna judge asked to dismiss under Rule 233.1 would have needed a defendant to move, and would have needed the prior claims already resolved. A Middle District judge asked the same day for a § 1651 injunction would have been told to tailor relief to the case before him. Both would have been right. Neither would have known the other was being asked.

Fifteen of the twenty coded disputes span more than one forum. The looser figure is eighteen of twenty, at the level of docket records; the honest one is lower, because collapsing each removal into a single originating action and attributing it to the forum of first filing drops three disputes whose only cross-forum span was a defendant's removal — and a removal is not the filer choosing a second court. Fifteen is the conservative number and it is the one the argument runs on. Both rest on the 73 of 102 records that carry a DisputeID; twenty-nine do not, and adding them could move the ratio either way.

VIII. The common architecture

Four regimes, four sovereigns, four drafting histories. The shared shape is not that they all look only at their own docket — two of them, textually, do not. It is this:

RegimeWhere the predicate looksWhat the remedy reachesCentral register
§ 1651, 3d Cir.unspecified; in practice the enjoining court's own docket"the case before the District Court"none
§ 1651, 2d Cir. (Safir)"the litigant's history of litigation" — unqualifiedfederal actionsnone
§ 1915(g)any "court of the United States"IFP status, prisoners onlynone
Pa. R.C.P. 233.1"a prior action" — unqualified; held to include federalsame or related defendants, same or related claims, pro se onlynone
22 NYCRR 130-1.1the action before the courtmoneynone
N.Y. inherent authority (Sassower line)unspecified; a motive test with no arithmetican ad hoc order of the issuing courtnone
Cal. C.C.P. § 391"any state or federal court""the courts of this state"yes — CA state prefiling orders only

New York appears twice, and the second row is the one that matters for the thirteen actions this corpus holds there. Part IV set out why: 130-1.1 is a sanctions rule that never looks past the case in front of it, and the instrument a New York court would actually use to restrain a filer is its inherent equitable authority under the Sassower line. Listing only the regulation would have tested the wrong instrument for the forum. Adding the right one does not rescue New York — it makes the row worse. A motive test with no threshold, no lookback and no arithmetic cannot be satisfied by a cross-forum count, because it does not count; and an order issued under it is recorded nowhere a second judge would look.

Read down the middle column and the pattern is unmistakable. Every regime is narrower on the remedy side than on the predicate side. California counts federal filings and cannot restrain them. Safir permits unlimited history and the approved injunction reached only federal actions. Pennsylvania will count a federal prior action and bars only same-defendant, same-claim, pro se refilings. Aggregation, where it happens at all, does not translate into proportionate restraint.

That is the finding section I stated, now shown across four sovereigns. The problem is not that the doctrine cannot see. In two of these regimes it is permitted to see and has no eyes — no register, no reporting duty, no trigger that fires without a private party's initiative. In the one regime that built an eye, the register cannot record what the predicate counts. And in every regime, seeing further than you can reach produces nothing.

IX. Not silence, but the wrong question

It would be a mistake to read this as saying no court noticed anything. Courts noticed a great deal and said so in strong terms; Chapter 1 catalogues it. What the record shows is narrower and stranger: noticing and restricting run on different tracks, and only the second has a forum-boundary problem, because only the second requires a count.

Latella's footnote counted twenty-two actions and drew no conclusion from the number. Munley reviewed a colleague's characterisation and found it not inaccurate. Mehalchick held claims barred by res judicata because they were identical to claims dismissed in an earlier case (C054, 25 February 2026) — the closest any court in this record came to treating one action as a fact about another. And that was preclusion: keyed to a prior judgment between the same parties, disposing of one case.

Three different things, and none of them a filing restriction. A characterisation travels between judges and requires no count. Preclusion requires a prior judgment and reaches one case. A filing restriction requires a pattern — and a pattern requires a count, and no institution in this record was constituted to keep one.

Ninety-two originating actions, five trial forums, three states, four available regimes, two requests, no decisions, no restriction.


A note on what the classifications here are

The separation Chapter 1 set out applies with more force here, because this chapter is about a determination no court has made.

A court finding is something a court said, in an order, opinion or report and recommendation, sourced to that document. Latella's footnote, Munley's endorsement, Mehalchick's res judicata holding, Zulick's immunity dismissal, Gibbons's venue order and Moreton's two sanctions and his motion-to-quash ruling are court findings.

A party filing is something a litigant asserted. The 31 March 2026 motion in C046 and ASOPRS's argument in C102 are party filings. Both requested a vexatious-litigant determination. Neither obtained one, and the assertions in them are not evidence of the facts they assert.

A research classification is this project's own coding under a published rule. The RefilingOfPriorCase grades, the filing-restriction indicators, the dispute groupings and the cross-forum relationship confidences are research classifications. They are not judicial findings, and none is a determination that anyone is a vexatious litigant. No court in this record has made that determination. That is this chapter's subject, and blurring the line while making the point would destroy it.

A limitation this chapter must carry

The negative findings in Parts III and IV — that no invocation of Pa. R.C.P. 233.1 or of Part 130 appears anywhere in this record — are statements about what the corpus contains, not proof that nothing happened. The corpus was built from what is publicly reachable without a paid subscription, and reachability is not evenly distributed. Federal opinions are free and full-text; Lackawanna County orders come one at a time from a portal that publishes a document list rather than searchable text.

The asymmetry is visible in the data. Across 37 M.D. Pa. originating actions the corpus records 21 filing-restriction indicators, 10 graded Strong. Across the larger block of 38 Lackawanna actions it records 7, two Strong. That ratio is better explained by what can be read than by what was done. Eight court findings are recorded for the entire Lackawanna set, and none concerns repeat filing.

So the accurate claim is: no invocation of Rule 233.1 or of Part 130 appears in any document this project has been able to read, and searches of every free-text field in the database return nothing. If a Lackawanna defendant filed a Rule 233.1 motion denied without a written opinion, this corpus would not know. What can be said without qualification is the thing that matters anyway — no filing restriction was entered, in any forum, under any of the four regimes, because a restriction that had been entered would appear on a docket.

Sources — corpus

All rows are in research-data/research.db and published at https://suedbyfranktufano.com.

ClaimRowDocument
Forum composition: 37 M.D. Pa. / 38 Lackawanna / 13 NY Supreme / 2 S.D.N.Y. / 2 L.A. Superior originating actionscases, via originating_actions() in thesis/exhibits/detection_gap.pyrun the script
Ten actions removed from Lackawanna into M.D. Pa.; 16 researched cross-forum relationships, 8 confirmed removalspennsylvania_relationships PR001–PR008
Same-day parallel state/federal filings, 2025-07-29, 2025-08-13, 2026-02-17pennsylvania_relationships PR010 (C019/C055), PR011 (C020/C056), PR009 (C032/C061)
Four federal actions filed 2026-07-29 against defendants previously sued in Lackawannapennsylvania_relationships PR013 (C081), PR014 (C077), PR015 (C080), PR016 (C078)
Vexatious-litigant motion filed 2026-03-31; undecided through docket entry 158 as of 2026-08-28vexatious_motions id 1, C046CourtListener docket 69532577
No order resolving that motion is obtainable (RECAP unavailable, Internet Archive partial, GovInfo 404)research_notes ids 10 and 15, C046
Vexatious-litigant request held beyond the scope of the motion to quash; separate motion required (2026-07-08)vexatious_motions id 2 and court_findings id 34, C102LA Court Access Portal
No separate § 391 motion was ever filed — all 29 documents and 5 proceedings reviewedresearch_notes id 32, C102LA Court Access Portal
Two non-monetary terminating sanctions, L.A. Superior Dept. 205, same judge, on the court's own OSCsanctions ids 5 (C101, 2025-10-13) and 6 (C102, 2026-07-14)LA Court Access Portal
No monetary sanction and no filing restriction verified in any tracked casesanctions scope notes, ids 1–2
Defence exhibit set assembling the cross-forum record, filed 2026-04-03 in C066docketbird_research DB003 (Ex. M), DB004 (Ex. N), DB005 (Ex. O), DB006 (Ex. P), DB007 (Ex. S), DB008 (Ex. T), DB009 (Ex. X)CourtListener docket 73136891
Venue show-cause order under § 1406(a) issued 2026-04-08, five days laterdocketbird_research DB001, C066; cases C066same docket
Mehalchick, claims identical to those dismissed in C040, barred by res judicata (2026-02-25)court_findings id 5, C054GovInfo, USCOURTS-pamd-3_25-cv-01227-0
Latella footnote, "at least twenty-two separate actions in this Court" (2026-02-03)court_findings id 62 and vexatious_indicators VI034, C055GovInfo, USCOURTS-pamd-3_25-cv-01400-0
Munley, 38 M.D. Pa. lawsuits since Dec. 2023; characterisation not inaccurate (2026-07-13)court_findings id 7, C057
Eight court findings across the Lackawanna set, none concerning repeat filingcourt_findings ids 45–52
Zulick, sovereign and judicial immunity dismissal after a full Lackawanna bench recusal (2026-07-16)court_findings id 51, C038LPA Prothonotary portal
Gibbons, consolidated denial of three motions to transfer venue to M.D. Pa. (2026-04-21)court_findings ids 49 (C020), 50 (C024), 52 (C008)LPA Prothonotary portal
Five court findings across the New York actions, each disposing of one casecourt_findings ids 12 (C089), 13 (C093), 14 (C094), 15 (C095), 41 (C098)NY iApps
15 of 20 coded disputes span more than one forum at action grain; 18 of 20 at record grain; 73 of 102 records carry a DisputeIDcases.DisputeID, disputes
34 filing-restriction indicators; 21 M.D. Pa. (10 Strong) against 7 Lackawanna (2 Strong)vexatious_indicators
ProSe unrecorded for 19 of the 38 Lackawanna docket recordscases.ProSe
334 canonical defendants; 20 dispute groupsdefendant_aliases, disputes

Reliability caveats carried forward. The repeat-filing variable was coded by a single coder; no inter-rater check was run, and a rule-versus-judgment audit at 80.4% agreement ran in its place, with all 18 disagreements adjudicated in thesis/protocols/01-refiling.md. The cross-forum relationships cited in Part VII carry their own confidence grades — PR010 and PR011 are Medium, and the corpus expressly declines to call those claims identical pending a pleading comparison. One citation defect was noted here rather than relied on, and has since been repaired: court_findings id 34 (C102) carried a Trellis URL, a host a reader cannot open, and the link went to the complaint rather than to the July 8, 2026 motion-to-quash ruling it was cited for — wrong twice over. On 2026-09-06 it was repointed at the Los Angeles Court Access Portal, which was already the citation this chapter used by way of vexatious_motions id 2. That portal is free but issues no stable per-case link: fetched cold, its per-case URL returns an empty application shell, so the citation names the portal and the case number, 25SMCV05503, to search. Twenty-eight citations elsewhere in the corpus still sit on hosts a reader cannot open; re-sourcing those is a separate pass and none of them is relied on in this chapter.

These are not corpus rows. Every item below was read from a free, publicly openable primary source; paywalled and bot-blocked hosts were excluded on the same standard the corpus applies to its own citations. Pin cites are omitted throughout: the free full-text hosts used here do not carry star pagination, and an unverified pin cite is worse than none.

AuthorityPropositionFree source
All Writs Act, 28 U.S.C. § 1651Text; no predicate stated; "in aid of their respective jurisdictions"Cornell LII
In re Oliver, 682 F.2d 443 (3d Cir. 1982)"a continuous pattern of groundless and vexatious litigation"; restriction is "very much the exception to the general rule of free access to the courts"law.resource.org · CourtListener
Abdul-Akbar v. Watson, 901 F.2d 329 (3d Cir. 1990)"intentionally abusing the judicial process and will continue to do so unless restrained"; certification as to claims "disposed of on the merits by any federal courts"law.resource.org
Brow v. Farrelly, 994 F.2d 1027 (3d Cir. 1993)Exigent circumstances; show cause; order "narrowly tailored to fit the particular circumstances of the case before the District Court"CourtListener
Safir v. U.S. Lines, Inc., 792 F.2d 19 (2d Cir. 1986)The five factors, verbatim; injunction as modified reached only "additional federal court actions"law.resource.org
28 U.S.C. § 1915(g)Three strikes "in a court of the United States"; prisoners and IFP onlyCornell LII
Pa. R.C.P. 233.1, 231 Pa. Code § 233.1 (adopted 2010)Full rule text; "a prior action" unqualified; defendant-initiated; bar limited to same or related defendants and claimsPa. Code
Pa. Bulletin adoption notice, 40 Pa.B. 1490Explanatory Comment: "repeatedly filing new litigation raising the same claims against the same defendant even though the claims have been previously adjudicated"Pa. Bulletin
Coulter v. Ramsden, 94 A.3d 1080, 2014 Pa. Super. 127 (Pa. Super. 2014) — published/precedential, verified 2026-09-11Rule 233.1 applied where the prior action was in the U.S. District Court for the Western District of Pennsylvania; parties and claims need only be "sufficiently related"FindLaw · CourtListener
22 NYCRR 130-1.1Costs and sanctions "in any civil action or proceeding before the court," "resulting from frivolous conduct"; definition of frivolous in (c)Cornell LII
Sassower v. Signorelli, 99 A.D.2d 358 (2d Dep't 1984)Forfeiture of free access by "meritless litigation motivated by spite or ill will" — a motive test, applied through inherent authorityCourtListener
N.Y. Assembly Bills A6843 (2019–20), A5234 (2021–22)Would have created a CPLR § 1005 vexatious-litigant scheme and a statewide registry; both died in the Judiciary CommitteeA6843 · A5234
Cal. Code Civ. Proc. § 391§ 391(a): "litigation" means any civil action or proceeding "in any state or federal court"; § 391(b)(1)–(4)California Legislative Information
Cal. Code Civ. Proc. § 391.7Prefiling order "in the courts of this state"; § 391.7(f) Judicial Council record and annual disseminationCalifornia Legislative Information
Judicial Council of California, Vexatious Litigant ListThe register exists; orders from 1991 onward; updated monthly; records § 391.7 prefiling orders onlycourts.ca.gov · list PDF

Verification notes. Coulter v. Ramsden is a published, precedential opinion, checked on 2026-09-11 through CourtListener's REST v4 search endpoint after an external review asked whether it might be a non-precedential memorandum — which would have required softening the "held" and "construed" this chapter's Part III rests on. It is not. The endpoint returns it as Superior Court of Pennsylvania, decided 2014-06-20, status Published, with citations 94 A.3d 1080 and 2014 Pa. Super. 127; the second of those is the Superior Court's own precedential-opinion number, which unpublished memoranda do not receive. Part III's verbs stand as written.

Safir and Brow are cited without pin cites because star pagination could not be confirmed from a free full-text host. Gray v. Buonopane (Pa. Super., 22 August 2012, No. 1403 EDA 2011), which supplies the standard characterisation of Rule 233.1's purpose, is omitted from the table because its reporter citation could not be verified freely. Cal. Code Civ. Proc. § 391.1 (the security motion) is described in Part V only in substance and is not quoted, because the official page rendered only partially. The Judicial Council list was last updated 10 August 2026 as of retrieval on 2026-08-28; it is republished monthly, so the figure will move.